Helping clients navigate the regulatory minefield

In an ever-more regulated world we can help clients ensure that they meet their obligations, whether those relate to AML/CFT, sanctions, data protection, or any other growing areas in which compliance is an issue.

Regulations are often complex, the penalties for non-compliance severe. Our experts can help you avoid the pitfalls and, should you need it, help you in dealing with the authorities.

  • Anti-money Laundering (AML) and Combating the Financing of Terrorism (CFT)
  • Sanctions
  • Data Protection & Cybersecurity
  • Corporate Crime & Investigations
  • Transaction Regulation Advice
  • Fiduciary Regulation Advice
  • Investment Funds Regulation Advice
  • Acting for the directors of a US company in a complex regulatory dispute worth over $20 million involving a major global bank.
  • Obtaining an administration order and interim injunctive relief on behalf of a regulator in relation to a non-compliant closed-ended fund and its investment manager.
  • Advising on complex regulatory issues on a £200 million disposal by an open-ended collective investment scheme.
  • Located in the heart of an international financial centre, we have experience in handling a wide range of multi-jurisdictional regulatory matters, involving individuals and entities based in a multitude of jurisdictions across Europe, the U.S and the Middle East.
  • We understand sanctions regimes and have experience of dealing both with Financial Intelligence Units and the domestic Policy Council.
  • We have provided regulatory advice and services to asset management, insurance and fiduciary service providers, as well as to Non-Regulated Financial Services Businesses (NRFSBs).
  • We acted for various directors in relation to regulatory enforcement actions.

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